Mechanism, Stereoselectivity, and Role of O2 in Aza-Diels-Alder Reactions Catalyzed by Dinuclear Molybdenum Complexes: A Theoretical Study

The aza-Diels-Alder-type reaction between imines and functionalized alkenes is one of the most versatile approaches to obtain piperidine derivatives. When using the Lewis acid [Mo-2(OAc)(4)] (CAT) as a catalyst, it was found that the activation of CAT by O-2 was essential for an efficient reaction. In this paper, the mechanism and stereoselectivity of the aza-Diels-Alder reaction between aromatic acyl hydrozones 1 and Danishefsky diene 2 under uncatalyzed and catalyzed (CAT not activated by O-2 and CAT activated by O-2) conditions have been studied by density functional theory (DFT) calculation. The results show that the uncatalyzed reaction is difficult to proceed at room temperature due to the high energy barrier. The CAT not activated by molecular oxygen has catalytic activity but not too much. When CAT is activated by O-2, CATO2 may be the correct catalytic species, which results in a dramatic increase of reaction activity. The reaction mechanisms with/without the catalyst are different. The uncatalyzed reaction is concerted for both the endo and exo pathways. For the CAT-catalyzed reaction, the endo pathway is concerted, but the exo pathway is nonconcerted and involves two steps. The endo product is the main product for the reaction catalyzed by CAT, while for reactions catalyzed by CATO1 and CATO2, the endo and exo products can be obtained. The reaction activity is directly correlated to the atomic charges of two coupling C atoms. Our work explains the experimental results, determines the structure of the O-2-activated catalyst species, and provides predictions for the reaction activity and stereoselectivity controlling.