CLFormer: A Lightweight Transformer Based on Convolutional Embedding and Linear Self-Attention With Strong Robustness for Bearing Fault Diagnosis Under Limited Sample Conditions

被引:126
作者
Fang, Hairui [1 ]
Deng, Jin [1 ]
Bai, Yaoxu [1 ]
Feng, Bo [1 ]
Li, Sheng [1 ]
Shao, Siyu [2 ]
Chen, Dongsheng [1 ]
机构
[1] Northeast Elect Power Univ, Sch Automat Engn, Jilin 132000, Jilin, Peoples R China
[2] Air Force Engn Univ, Air & Missile Def Coll, Xian 710051, Peoples R China
基金
中国国家自然科学基金;
关键词
Transformers; Feature extraction; Fault diagnosis; Data models; Convolution; Training; Convolutional neural networks; Anti-noise; convolutional neural networks; fault diagnosis; lightweight; limited sample; NEURAL-NETWORK;
D O I
10.1109/TIM.2021.3132327
中图分类号
TM [电工技术]; TN [电子技术、通信技术];
学科分类号
0808 ; 0809 ;
摘要
As a rising star in the field of deep learning, the Transformers have achieved remarkable achievements in numerous tasks. Nonetheless, due to the safety considerations, complex environment, and limitation of deployment cost in actual industrial production, the algorithms used for fault diagnosis often face the three challenges of limited samples, noise interference, and lightweight, which is an impediment in the fault diagnosis practice of transformer with high requirements for number of samples and parameters. For this reason, this article proposes a lightweight transformer based on convolutional embedding and linear self-attention (LSA), called CLFormer. By modifying the embedding module and the form of self-attention, the aim of lightweight is realized (MFLOPs: 0.12; Params: 4.88 K) under the condition of boosting high-accuracy of transformer. The effectiveness was demonstrated on Self-Made dataset with four comparative models, especially when each type of training sample is, the CLFormer achieves the highest average accuracy of 83.58 & x0025; when the signal-to-noise ratio (SNR) is from & x2212;8 to 8 dB for three types of noise. As the first attempt to use transformer for fault diagnosis of rotating machinery, this work provides a feasible strategy for the research topic of fault diagnosis with the goal of practical deployment.
引用
收藏
页数:8
相关论文
共 33 条
[1]   Fault diagnosis method of rolling bearing based on multiple classifier ensemble of the weighted and balanced distribution adaptation under limited sample imbalance [J].
Chen, Renxiang ;
Zhu, Jukun ;
Hu, Xiaolin ;
Wu, Haonian ;
Xu, Xiangyang ;
Han, Xingbo .
ISA TRANSACTIONS, 2021, 114 :434-443
[2]  
Dai Z., ARXIV210604803, V2021
[3]   HR-NAS: Searching Efficient High-Resolution Neural Architectures with Lightweight Transformers [J].
Ding, Mingyu ;
Lian, Xiaochen ;
Yang, Linjie ;
Wang, Peng ;
Jin, Xiaojie ;
Lu, Zhiwu ;
Luo, Ping .
2021 IEEE/CVF CONFERENCE ON COMPUTER VISION AND PATTERN RECOGNITION, CVPR 2021, 2021, :2981-2991
[4]   Intelligent Fault Diagnosis of Rotary Machines: Conditional Auxiliary Classifier GAN Coupled With Meta Learning Using Limited Data [J].
Dixit, Sonal ;
Verma, Nishchal K. ;
Ghosh, A. K. .
IEEE TRANSACTIONS ON INSTRUMENTATION AND MEASUREMENT, 2021, 70
[5]   LEFE-Net: A Lightweight Efficient Feature Extraction Network With Strong Robustness for Bearing Fault Diagnosis [J].
Fang, Hairui ;
Deng, Jin ;
Zhao, Bo ;
Shi, Yan ;
Zhou, Jianye ;
Shao, Siyu .
IEEE TRANSACTIONS ON INSTRUMENTATION AND MEASUREMENT, 2021, 70
[6]   Signal based condition monitoring techniques for fault detection and diagnosis of induction motors: A state-of-the-art review [J].
Gangsar, Purushottam ;
Tiwari, Rajiv .
MECHANICAL SYSTEMS AND SIGNAL PROCESSING, 2020, 144
[7]  
Han K., 2020, ARXIV PREPRINT ARXIV
[8]   Deep transfer learning with limited data for machinery fault diagnosis [J].
Han, Te ;
Liu, Chao ;
Wu, Rui ;
Jiang, Dongxiang .
APPLIED SOFT COMPUTING, 2021, 103
[9]   Deep transfer multi-wavelet auto-encoder for intelligent fault diagnosis of gearbox with few target training samples [J].
He Zhiyi ;
Shao Haidong ;
Wang Ping ;
Lin, Janet ;
Cheng Junsheng ;
Yang Yu .
KNOWLEDGE-BASED SYSTEMS, 2020, 191
[10]  
Hendrycks Dan, 2016, Bridging nonlinearities and stochastic regularizers with Gaussian error linear units