Low-energy ion neutralization at surfaces:: Resonant and Auger processes -: art. no. 012901

The interaction of He+ with a typical metal surface (Al or Pd) is described, analyzing in detail the different mechanisms that contribute to the neutralization of the projectile when backscattered from the surface. Auger and resonant neutralization processes are considered and analyzed including a detailed quantum-mechanical description of the He-metal interaction, for projectile energies between 100 eV and 3 keV. We show that the promotion of the He-is level, due to its interaction with the metal-atom-core orbitals, is the crucial mechanism making resonant processes operative. We find, however, that resonant processes are much more important for Al than for Pd. In Al, both Auger and resonant processes are equally important for neutralization of the ion, while for Pd we find that Auger is the dominant mechanism, making the He/Pd system the ideal case for which Hagstrum's exponential law appears to be practically valid for all velocities. We also find qualitative agreement with experimental data, which we consider a satisfactory result in view;of the fact that our theory is a complex ab initio calculation free of adjustable parameters.