Identifying key drivers of harmful algal blooms in a tributary of the Three Gorges Reservoir between different seasons: Causality based on data-driven methods

Intense harmful algal blooms (HABs) can occur in the backwaters of tributaries supplying large-scale reservoirs. Due to the characteristics of process-based models and difficulties in modelling complex nonlinear processes, traditional models have difficulties disentangling the driving factors of HABs. In this study, we used data-driven methods (i.e., correlation analysis and machine-learning models) to identify the most important drivers of HABs in the Xiangxi River, a tributary of the Three Gorges Reservoir, China (2017-2018), for the dry season (from October to mid-April) and wet season (from April to September). We utilized the maximal information coefficient (MIC) combined with a time lag strategy and prior knowledge to quantitatively identify the driving variables of HABs. An extra trees regression (ETR) model was developed to assess the relative importance of causal variables driving algal blooms for the different periods. The results showed that water temperature was the most important driver for the duration of the study, followed by total nitrogen. Nitrogen had a stronger effect on algal blooms than phosphorus during both the wet and dry seasons. HABs were mainly affected by ammonia nitrogen in the wet season and by other forms of nitrogen in the dry season. In contrast, rather than the water temperature and nutrients, the operation of the Three Gorges Dam (difference between inflow and outflow discharge rate) was the most significant factor for algal blooms during the dry season, but its influence sharply declined during the wet season. This study showed that the key drivers of HABs can differ between seasons and suggests that HAB management should take seasonality into account.