Legal, regulatory, and ethical frameworks for development of standards in artificial intelligence (AI) and autonomous robotic surgery

被引:224
作者
O'Sullivan, Shane [1 ]
Nevejans, Nathalie [2 ]
Allen, Colin [3 ]
Blyth, Andrew [4 ]
Leonard, Simon [5 ]
Pagallo, Ugo [6 ]
Holzinger, Katharina [7 ]
Holzinger, Andreas [8 ]
Sajid, Mohammed Imran [9 ]
Ashrafian, Hutan [10 ,11 ]
机构
[1] Univ Sao Paulo, Dept Pathol, Fac Med, Sao Paulo, Brazil
[2] Univ Artois, Fac Law Douai, Res Ctr Law Eth & Procedures, Arras, France
[3] Univ Pittsburgh, Dept Hist & Philosophy Sci, Pittsburgh, PA 15260 USA
[4] Univ South Wales, Fac Comp Engn & Sci, Dept Comp & Math, Pontypridd, M Glam, Wales
[5] Johns Hopkins Univ, Dept Comp Sci, Baltimore, MD 21218 USA
[6] Univ Turin, Dept Jurisprudence, Turin, Italy
[7] SBA Res gGmbH, Secure Business Austria, Vienna, Austria
[8] Med Univ Graz, Inst Med Informat Stat, Holzinger Grp, HCI KDD, Graz, Austria
[9] Wirral Univ Teaching Hosp, Dept Upper GI Surg, Birkenhead, Merseyside, England
[10] Imperial Coll London, Dept Surg & Canc, London, England
[11] Imperial Coll London, Inst Global Hlth Innovat, London, England
关键词
CLASSIFICATION; EVOLUTION; SARS;
D O I
10.1002/rcs.1968
中图分类号
R61 [外科手术学];
学科分类号
摘要
Background This paper aims to move the debate forward regarding the potential for artificial intelligence (AI) and autonomous robotic surgery with a particular focus on ethics, regulation and legal aspects (such as civil law, international law, tort law, liability, medical malpractice, privacy and product/device legislation, among other aspects). Methods We conducted an intensive literature search on current or emerging AI and autonomous technologies (eg, vehicles), military and medical technologies (eg, surgical robots), relevant frameworks and standards, cyber security/safety- and legal-systems worldwide. We provide a discussion on unique challenges for robotic surgery faced by proposals made for AI more generally (eg, Explainable AI) and machine learning more specifically (eg, black box), as well as recommendations for developing and improving relevant frameworks or standards. Conclusion We classify responsibility into the following: (1) Accountability; (2) Liability; and (3) Culpability. All three aspects were addressed when discussing responsibility for AI and autonomous surgical robots, be these civil or military patients (however, these aspects may require revision in cases where robots become citizens). The component which produces the least clarity is Culpability, since it is unthinkable in the current state of technology. We envision that in the near future a surgical robot can learn and perform routine operative tasks that can then be supervised by a human surgeon. This represents a surgical parallel to autonomously driven vehicles. Here a human remains in the 'driving seat' as a 'doctor-in-the-loop' thereby safeguarding patients undergoing operations that are supported by surgical machines with autonomous capabilities.
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页数:12
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