DeepPatent: patent classification with convolutional neural networks and word embedding

被引:112
作者
Li, Shaobo [1 ,2 ]
Hu, Jie [1 ,3 ]
Cui, Yuxin [3 ]
Hu, Jianjun [2 ,3 ]
机构
[1] Guizhou Univ, Minist Educ, Key Lab Adv Mfg Technol, Guiyang 550025, Guizhou, Peoples R China
[2] Guizhou Univ, Sch Mech Engn, Guiyang 550025, Guizhou, Peoples R China
[3] Univ South Carolina, Dept Comp Sci & Engn, Columbia, SC 29208 USA
基金
中国国家自然科学基金;
关键词
Patent classification; Text classification; Convolutional neural network; Machine learning; Word embedding; 94-02; Y; TECHNOLOGY; SELECTION; REPRESENTATIONS;
D O I
10.1007/s11192-018-2905-5
中图分类号
TP39 [计算机的应用];
学科分类号
081203 ; 0835 ;
摘要
Patent classification is an essential task in patent information management and patent knowledge mining. However, this task is still largely done manually due to the unsatisfactory performance of current algorithms. Recently, deep learning methods such as convolutional neural networks (CNN) have led to great progress in image processing, voice recognition, and speech recognition, which has yet to be applied to patent classification. We proposed DeepPatent, a deep learning algorithm for patent classification based on CNN and word vector embedding. We evaluated the algorithm on the standard patent classification benchmark dataset CLEF-IP and compared it with other algorithms in the CLEF-IP competition. Experiments showed that DeepPatent with automatic feature extraction achieved a classification precision of 83.98%, which outperformed all the existing algorithms that used the same information for training. Its performance is better than the state-of-art patent classifier with a precision of 83.50%, whose performance is, however, based on 4000 characters from the description section and a lot of feature engineering while DeepPatent only used the title and abstract information. DeepPatent is further tested on USPTO-2M, a patent classification benchmark data set that we contributed with 2,000,147 records after data cleaning of 2,679,443 USA raw utility patent documents in 637 categories at the subclass level. Our algorithms achieved a precision of 73.88%.
引用
收藏
页码:721 / 744
页数:24
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