A theory for testing hypotheses under covariate-adaptive randomization

被引:95
作者
Shao, Jun [1 ]
Yu, Xinxin [1 ]
Zhong, Bob [2 ]
机构
[1] Univ Wisconsin, Dept Stat, Madison, WI 53706 USA
[2] Centocor Inc, Malvern, PA 19355 USA
基金
美国国家科学基金会;
关键词
Adaptive allocation; Biased coin; Clinical trial; Minimization; Power; Type I error; CLINICAL-TRIALS; ALLOCATION METHODS; PROGNOSTIC FACTORS; DESIGNS; VALIDITY;
D O I
10.1093/biomet/asq014
中图分类号
Q [生物科学];
学科分类号
07 ; 0710 ; 09 ;
摘要
The covariate-adaptive randomization method was proposed for clinical trials long ago but little theoretical work has been done for statistical inference associated with it. Practitioners often apply test procedures available for simple randomization, which is controversial since procedures valid under simple randomization may not be valid under other randomization schemes. In this paper, we provide some theoretical results for testing hypotheses after covariate-adaptive randomization. We show that one way to obtain a valid test procedure is to use a correct model between outcomes and covariates, including those used in randomization. We also show that the simple two sample t-test, without using any covariate, is conservative under covariate-adaptive biased coin randomization in terms of its Type I error, and that a valid bootstrap t-test can be constructed. The powers of several tests are examined theoretically and empirically. Our study provides guidance for applications and sheds light on further research in this area.
引用
收藏
页码:347 / 360
页数:14
相关论文
共 18 条
[1]   Beyond randomization [J].
Aickin, M .
JOURNAL OF ALTERNATIVE AND COMPLEMENTARY MEDICINE, 2002, 8 (06) :765-772
[2]   Randomization, balance, and the validity and efficiency of design-adaptive allocation methods [J].
Aickin, M .
JOURNAL OF STATISTICAL PLANNING AND INFERENCE, 2001, 94 (01) :97-119
[3]  
BRIKETT NJ, 1985, CONTR CLIN TRIALS, V6, P146
[4]   FORCING A SEQUENTIAL EXPERIMENT TO BE BALANCED [J].
EFRON, B .
BIOMETRIKA, 1971, 58 (03) :403-&
[5]   VALIDITY AND POWER OF TESTS WHEN GROUPS HAVE BEEN BALANCED FOR PROGNOSTIC FACTORS [J].
FORSYTHE, AB .
COMPUTATIONAL STATISTICS & DATA ANALYSIS, 1987, 5 (03) :193-200
[6]  
Grouin JM, 2004, STAT MED, V23, P701
[7]   Statistical comparison of random allocation methods in cancer clinical trials [J].
Hagino, A ;
Hamada, C ;
Yoshimura, I ;
Ohashi, Y ;
Sakamoto, J ;
Nakazato, H .
CONTROLLED CLINICAL TRIALS, 2004, 25 (06) :572-584
[8]  
Hu F., 2006, The theory of response-adaptive randomization in clinical trials
[9]   EFFICIENT RANDOMIZED-ADAPTIVE DESIGNS [J].
Hu, Feifang ;
Zhang, Li-Xin ;
He, Xuming .
ANNALS OF STATISTICS, 2009, 37 (5A) :2543-2560
[10]   TREATMENT ALLOCATION METHODS IN CLINICAL-TRIALS - A REVIEW [J].
KALISH, LA ;
BEGG, CB .
STATISTICS IN MEDICINE, 1985, 4 (02) :129-144