Low intensity transcranial electric stimulation: Safety, ethical, legal regulatory and application guidelines

被引:791
作者
Antal, A. [1 ]
Alekseichuk, I. [1 ]
Bikson, M. [2 ]
Brockmoeller, J. [3 ]
Brunoni, A. R. [4 ,5 ]
Chen, R. [6 ,7 ]
Cohen, L. G. [8 ]
Dowthwaite, G. [9 ]
Ellrich, J. [10 ,11 ,12 ]
Floeel, A. [13 ]
Fregni, F. [14 ]
George, M. S. [15 ,16 ]
Hamilton, R. [17 ]
Haueisen, J. [18 ]
Herrmann, C. S. [19 ]
Hummel, F. C. [20 ,21 ,22 ]
Lefaucheur, J. P. [23 ,24 ]
Liebetanz, D. [1 ]
Loo, C. K. [25 ,26 ]
McCaig, C. D. [27 ]
Miniussi, C. [28 ,29 ]
Miranda, P. C. [30 ]
Moliadze, V. [31 ]
Nitsche, M. A. [32 ,33 ]
Nowak, R. [34 ]
Padberg, F. [35 ]
Pascual-Leone, A. [36 ,37 ]
Poppendieck, W. [38 ]
Priori, A. [39 ,40 ]
Rossi, S. [41 ,42 ]
Rossini, P. M. [43 ]
Rothwell, J. [44 ]
Rueger, M. A. [45 ]
Ruffini, G. [34 ]
Schellhorn, K. [46 ]
Siebner, H. R. [47 ,48 ]
Ugawa, Y. [49 ,50 ]
Wexler, A. [51 ]
Ziemann, U. [52 ,53 ]
Hallett, M. [54 ]
Paulus, W. [1 ]
机构
[1] Georg August Univ, Univ Med Ctr Gottingen, Dept Clin Neurophysiol, Gottingen, Germany
[2] CUNY City Coll, Dept Biomed Engn, New York, NY 10031 USA
[3] Univ Med Ctr Goettingen, Dept Clin Pharmacol, Gottingen, Germany
[4] Univ Sao Paulo, Serv Interdisciplinary Neuromodulat, Dept & Inst Psychiat, Lab Neurosci LIM 27,Appl Neuromodulat Univ Hosp, Sao Paulo, Brazil
[5] Univ Sao Paulo, Interdisciplinary Ctr, Appl Neuromodulat Univ Hosp, Sao Paulo, Brazil
[6] Univ Toronto, Div Neurol, Dept Med, Toronto, ON, Canada
[7] Krembil Res Inst, Toronto, ON, Canada
[8] Natl Inst Neurol Disorders & Stroke NIH, Human Cort Physiol & Neurorehabilitat Sect, Bethesda, MD USA
[9] Magstim Co, Whitland, Wales
[10] Aalborg Univ, Dept Hlth Sci & Technol, Aalborg, Denmark
[11] Univ Erlangen Nurnberg, Inst Physiol & Pathophysiol, Erlangen, Germany
[12] EBS Technol GmbH, Europarc Dreilinden, Kleinmachnow, Germany
[13] Univ Med Greifswald, Klin & Poliklin Neurol, Greifswald, Germany
[14] Spaulding Rehabil Hosp, Spaulding Neuromodulat Ctr, Harvard Med Sch, Boston, MA USA
[15] Med Univ South Carolina, Brain Stimulat Div, Charleston, SC 29425 USA
[16] Ralph H Johnson Vet Affairs Med Ctr, Charleston, SC USA
[17] Univ Penn, Dept Neurol, Philadelphia, PA 19104 USA
[18] Tech Univ Ilmenau, Inst Biomed Engn & Informat, Ilmenau, Germany
[19] Carl von Ossietzky Univ Oldenburg, European Med Sch, Dept Psychol, Expt Psychol Lab, Oldenburg, Germany
[20] Ctr Neuroprosthet CNP, Defitech Chair Clin Neuroengn, Geneva, Switzerland
[21] EPFL, Swiss Fed Inst Technol, Brain Mind Inst, Geneva, Switzerland
[22] Swiss Fed Inst Technol EPFL Valais, Clin Romande Readaptat, Defitech Chair Clin Neuroengn, Sion, Switzerland
[23] Paris Est Creteil Univ, Henri Mondor Hosp, AP HP, Dept Physiol, Creteil, France
[24] Paris Est Creteil Univ, EA 4391, Nerve Excitabil & Therapeut Team ENT, Fac Med, Creteil, France
[25] Univ New South Wales, Sch Psychiat, Sydney, NSW, Australia
[26] Univ New South Wales, Black Dog Inst, Sydney, NSW, Australia
[27] Univ Aberdeen, Inst Med Sci, Aberdeen, Scotland
[28] Univ Trento, Ctr Mind Brain Sci CIMeC, Rovereto, Italy
[29] IRCCS Ctr San Giovanni Dio Fatebenefratelli, Cognit Neurosci Sect, Brescia, Italy
[30] Univ Lisbon, Fac Ciencias, Inst Biophys & Biomed Engn, Lisbon, Portugal
[31] Univ Kiel, UKSH, Inst Med Psychol & Med Sociol, Campus Kiel, Kiel, Germany
[32] Leibniz Res Ctr Working Environm & Human Factors, Dept Psychol & Neurosci, Dortmund, Germany
[33] Univ Hosp Bergmannsheil, Dept Neurol, Bochum, Germany
[34] Neuroelect, Barcelona, Spain
[35] Ludwig Maximilian Univ Munich, Munich Ctr Brain Stimulat, Dept Psychiat & Psychotherapy, Munich, Germany
[36] Harvard Med Ctr, Div Cognit Neurol, Boston, MA USA
[37] Beth Israel Deaconess Med Ctr, Berenson Allen Ctr Noninvas Brain Stimulat, Boston, MA 02215 USA
[38] Mannheim Univ Appl Sci, Dept Informat Technol, Mannheim, Germany
[39] Univ Milan, Dept Hlth Sci, Ctr Neurotechnol & Expt Brain Therapeutich, Milan, Italy
[40] Univ Hosp Asst Santi Paolo E Carlo, Deparment Clin Neurol, Milan, Italy
[41] Univ Siena, Human Physiol Sect, Dept Med Surg & Neurosci, Siena, Italy
[42] Univ Siena, Neurol & Clin Neurophysiol Sect, Brain Investigat & Neuromodulat Lab, Siena, Italy
[43] Catholic Univ, Univ Clin A Gemelli, Inst Neurol, Area Neurosci, Rome, Italy
[44] UCL Inst Neurol, London, England
[45] Univ Hosp Cologne, Dept Neurol, Cologne, Germany
[46] NeuroCare Grp GmbH, Munich, Germany
[47] Univ Copenhagen, Hosp Hvidovre, Ctr Funct & Diagnost Imaging & Res, Danish Res Ctr Magnet Resonance, Hvidovre, Denmark
[48] Univ Copenhagen, Hosp Bispebjerg, Dept Neurol, Copenhagen, Denmark
[49] Fukushima Med Univ, Dept Neurol, Fukushima, Japan
[50] Fukushima Med Univ, Adv Clin Res Ctr, Fukushima Global Med Sci Ctr, Fukushima, Japan
基金
美国国家卫生研究院;
关键词
Adverse events; Safety; TES; tACS; tDCS; ALTERNATING-CURRENT STIMULATION; NONINVASIVE BRAIN-STIMULATION; DORSOLATERAL PREFRONTAL CORTEX; RANDOM NOISE STIMULATION; RETINAL GANGLION-CELLS; MAGNETIC STIMULATION; MOTOR CORTEX; DOUBLE-BLIND; CEREBRAL-PALSY; DC STIMULATION;
D O I
10.1016/j.clinph.2017.06.001
中图分类号
R74 [神经病学与精神病学];
学科分类号
摘要
Low intensity transcranial electrical stimulation (TES) in humans, encompassing transcranial direct current (tDCS), transcutaneous spinal Direct Current Stimulation (tsDCS), transcranial alternating current (tACS), and transcranial random noise (tRNS) stimulation or their combinations, appears to be safe. No serious adverse events (SAES) have been reported so far in over 18,000 sessions administered to healthy subjects, neurological and psychiatric patients, as summarized here. Moderate adverse events (AEs), as defined by the necessity to intervene, are rare, and include skin burns with tDCS due to suboptimal electrode-skin contact. Very rarely mania or hypomania was induced in patients with depression (11 documented cases), yet a causal relationship is difficult to prove because of the low incidence rate and limited numbers of subjects in controlled trials. Mild AEs (MAEs) include headache and fatigue following stimulation as well as prickling and burning sensations occurring during tDCS at peak-to-baseline intensities of 1-2 mA and during tACS at higher peak-to-peak intensities above 2 mA.& para;& para;The prevalence of published AEs is different in studies specifically assessing AEs vs. those not assessing them, being higher in the former. AEs are frequently reported by individuals receiving placebo stimulation. The profile of AEs in terms of frequency, magnitude and type is comparable in healthy and clinical populations, and this is also the case for more vulnerable populations, such as children, elderly persons, or pregnant women. Combined interventions (e.g., co-application of drugs, electrophysiological measurements, neuroimaging) were not associated with further safety issues.& para;& para;Safety is established for low-intensity 'conventional' TES defined as <4 mA, up to 60 min duration per day. Animal studies and modeling evidence indicate that brain injury could occur at predicted current densities in the brain of 6.3-13 Afin(2) that are over an order of magnitude above those produced by tDCS in humans. Using AC stimulation fewer AEs were reported compared to DC. In specific paradigms with amplitudes of up to 10 mA, frequencies in the kHz range appear to be safe.& para;& para;In this paper we provide structured interviews and recommend their use in future controlled studies, in particular when trying to extend the parameters applied. We also discuss recent regulatory issues, reporting practices and ethical issues. These recommendations achieved consensus in a meeting, which took place in Gottingen, Germany, on September 6-7, 2016 and were refined thereafter by email correspondence. (C) 2017 International Federation of Clinical Neurophysiology. Published by Elsevier Ireland Ltd. All rights reserved.
引用
收藏
页码:1774 / 1809
页数:36
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