Transparency ethics in practice: Revisiting financial conflicts of interest disclosure forms in clinical practice guidelines

被引:5
|
作者
Lu, Yidan [1 ]
Jones, Derek J. [2 ,3 ,4 ]
Sharara, Nour [1 ]
Kaltenbach, Tonya [5 ,6 ]
Laine, Loren [7 ,8 ]
McQuaid, Kenneth [5 ,6 ]
Soetikno, Roy [9 ,10 ]
Subramanian, Venkataraman [11 ]
Barkun, Alan [1 ,12 ]
机构
[1] McGill Univ, Div Gastroenterol, Ctr Hlth, Montreal, PQ, Canada
[2] McGill Univ, Fac Law, Montreal, PQ, Canada
[3] Paris Sch Econ, Hospinn, Paris, France
[4] Publ Hosp Paris, Hospinn, Paris, France
[5] San Francisco VA Med Ctr, Div Gastroenterol, San Francisco, CA USA
[6] Univ Calif San Francisco, Div Gastroenterol, San Francisco, CA 94143 USA
[7] Yale Sch Med, Sect Digest Dis, New Haven, CT USA
[8] Vet Affairs Connecticut Healthcare Syst, Div Gastroenterol, West Haven, CT USA
[9] Vet Affairs Palo Alto Healthcare Syst, Div Gastroenterol, Palo Alto, CA USA
[10] Stanford Univ, Sch Med, Div Gastroenterol, Palo Alto, CA 94304 USA
[11] Univ Leeds, Div Gastroenterol, Leeds, W Yorkshire, England
[12] McGill Univ, Dept Epidemiol Biostat & Occupat Hlth, Montreal, PQ, Canada
来源
PLOS ONE | 2017年 / 12卷 / 08期
关键词
BOUNDED ETHICALITY; MANAGEMENT; RECOMMENDATIONS;
D O I
10.1371/journal.pone.0182856
中图分类号
O [数理科学和化学]; P [天文学、地球科学]; Q [生物科学]; N [自然科学总论];
学科分类号
07 ; 0710 ; 09 ;
摘要
Background Authors of clinical practice guidelines (CPGs) disclose financial conflicts of interest (FCOIs) to promote transparency ethics. Typically, they do so on standard declaration forms containing generic open-ended questions on FCOIs. Yet, the literature is scant on the format and effect of alternative disclosure forms. Does supplementing a standard form with subsequent detailed disclosure forms tailored to the context of the CPG improve the yield or accuracy of FCOIs declarations? Methods For an international CPG in gastroenterology on the endoscopic surveillance for colorectal neoplasia in inflammatory bowel disease, we compared the use of a standard FCOIs disclosure form with a contextual FCOIs disclosure form that detailed commercial relations related to the CPG topic. This included manufacturers of endoscopes, endoscopy equipment and accessories. Participants completed the generic form early, and the supplementary contextual form six months later. We then compared the FCOI disclosures obtained. Findings 26 participants provided FCOIs disclosures using both disclosure forms. We found discrepancies regarding (1) the disclosure of FCOIs (presence/absence), and (2) the listing of financial entities. While the number of participants who disclosed a FCOI remained the same (30.8%) using the two forms, disclosures were not from the same individuals: two additional participants disclosed a FCOI, whereas two participants withdrew previous disclosures. Among those who reported a FCOI in either form, we noted inconsistencies in disclosures for 70% of the participants. This included changes in FCOIs disclosure status or modifications of "their commercial relations". Discussion Accurate reporting of FCOIs advances the transparency and ethical integrity of CPGs. Our experience suggests that a contextual FCOIs disclosure form tailored to content of the CPG with narrow, detailed questions provides supplementary, more complete FCOIs declarations than generic forms alone. The finding raises challenges on how forms are best written and formatted, optimally timed, and more effectively processed with sensitivity to professional behaviour, so as to heighten transparency.
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页数:11
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