Effective Information Rates of Single-Carrier and Multi-Carrier Modulation Schemes for Bandwidth Constrained IM/DD Systems

Information-theoretic and signal processing aspects of some modulation schemes designed for intensity modulation/direct detection (IM/DD) optical wireless communication (OWC) systems are studied. Due to the constraints of IM/DD signals (non-negative real and baseband signals), the construction of these signals along with their time and frequency characteristics differ from their RF counterparts. This necessitates a careful study of such schemes under practical constraints. Three schemes are studied in this paper, namely, single carrier pulse amplitude modulation (SC-PAM), asymmetrically clipped optical OFDM (ACO-OFDM), and DC biased optical OFDM (DCO-OFDM). Our aim is to carry out a comparative study of these schemes in the presence of identical constraints on bandwidth and average optical power. The study reveals that the clipping operation required in ACO-OFDM significantly reduces its information rate, and as a result, it is outperformed by SC-PAM. Such a limitation does not apply to DCO-OFDM which has a higher information rate, even though part of the available optical power is expended in the non-information-bearing DC bias.