State of charge estimation of lithium-ion batteries based on cubature Kalman filters with different matrix decomposition strategies

被引:64
作者
Tian, Yong [1 ]
Huang, Zhijia [1 ]
Tian, Jindong [1 ,2 ]
Li, Xiaoyu [1 ]
机构
[1] Shenzhen Univ, Coll Phys & Optoelect Engn, Minist Educ & Guangdong Prov, Key Lab Optoelect Devices & Syst, Shenzhen 518060, Peoples R China
[2] Shenzhen Univ, Guangdong Lab Artificial Intelligence & Digital E, Shenzhen 518060, Peoples R China
基金
中国国家自然科学基金;
关键词
State of charge; Lithium-ion batteries; Non-positive definite matrix; Cubature Kalman filter; Filter divergence; Matrix decomposition; MODEL;
D O I
10.1016/j.energy.2021.121917
中图分类号
O414.1 [热力学];
学科分类号
摘要
State of charge (SOC) is one key status to indicate the safety and reliability of lithium-ion batteries in electric vehicles (EVs). Cubature Kalman filter (CKF) is an intensively considered model-based approach for SOC estimation because of its merits in accuracy, convergence rate, and robustness compared with other Kalman filter methods. Nevertheless, CKF suffers from a non-positive definite error covariance matrix because of abnormal perturbations, inaccurate initial values and limited computer word length, causing the divergence of the CKF and the failure of SOC estimation. To address this issue, this paper introduces three typical matrix decomposition strategies, namely, singular value decomposition (SVD), UR decomposition and LU decomposition, to replace the Cholesky decomposition in the traditional CKF. The second-order RC equivalent circuit model is utilized to simulate the dynamics of a lithium-ion battery. The theoretical errors of the methods are formulated by F-norms. The results indicate that three matrix decomposition strategies can overcome the problem of a non-positive definite error covariance matrix and improve the convergence rate of the CKF. In particular, the UR decomposition exhibits the best comprehensive performance because it has a moderate convergence rate and computational cost, and it is robust against the initial error covariance matrix. (c) 2021 Elsevier Ltd. All rights reserved.
引用
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页数:13
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