Institutional Resource Regimes: Towards sustainability through the combination of property-rights theory and policy analysis

被引:108
作者
Gerber, Jean-David [1 ]
Knoepfel, Peter [1 ]
Nahrath, Stephane [1 ,2 ]
Varone, Frederic [3 ]
机构
[1] Univ Lausanne, Swiss Grad Sch Publ Adm, CH-1002 Chavannes, Switzerland
[2] Univ Lausanne, Inst Polit & Int Studies, CH-1015 Lausanne, Switzerland
[3] Univ Geneva, Dept Polit Sci, UNI MAIL, CH-1211 Geneva 4, Switzerland
关键词
Institutional Resource Regime; Policy analysis; Institutional economics; Property rights; Resource use; Sustainable resource management; INCENTIVES; GOVERNANCE;
D O I
10.1016/j.ecolecon.2008.06.013
中图分类号
Q14 [生态学(生物生态学)];
学科分类号
071012 ; 0713 ;
摘要
Although the concept of sustainable development is gaining increasing political acknowledgement, despite the implementation of environmental policies specifically intended to solve problems in this area, environmental degradation resulting from the recurrent problems associated with the over-exploitation of natural resources remains an important concern for most countries. How can this situation be explained? This article postulates that a combination of approaches from the political sciences (in particular policy analysis) and institutional economics would enable the identification of the most relevant regulatory dimensions which can explain the (un)sustainable uses of resources. Based on this starting point, it develops an innovative theoretical framework, i.e. that of the Institutional Resource Regime (IRR). The adopted approach facilitates the analysis of the regulatory measures and resource management practices associated with complex and competitive heterogeneous use situations from a perspective of sustainability. Indeed, the two dimensions of "extent" and "coherence" enable the definition and categorization of the IRR of a given resource. The extent of an IRR refers to the total number of goods and services in use that are actually regulated by the regime at a given time, while the coherence measures the degree of coordination of the various user-actors within the regime. One of the major contributions of the IRR framework is its ability to describe the different configurations of regimes, both theoretically and empirically, and to predict their effect on the sustainability of a resource based on the hypothesis that high levels of regime extent and coherence are necessary preconditions for sustainability. By doing this, the IRR framework also enables the analysis of the actual use rights to the goods and services provided by resources as the result of the political strategies of actors who mobilize different legal provisions, which stem either from formal property rights to resources or from policies that regulate the use and protection of these resources. Having developed the central research hypotheses and the empirical research procedure, we present the lessons drawn from the first campaign of field research which was mainly conducted in Switzerland from 1999. Based on the evidence from these initial findings, it is suggested that the scope of the IRR framework could be far broader than evidenced by its application in the case of Switzerland where it was initially developed. (C) 2008 Elsevier B.V. All rights reserved.
引用
收藏
页码:798 / 809
页数:12
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