Adaptive institutions in social-ecological systems governance: A synthesis framework

被引:135
作者
Koontz, Tomas M. [1 ]
Gupta, Diuya [2 ]
Mudliar, Pranietha [3 ]
Ranjan, Pranay [3 ]
机构
[1] Univ Washington Tacoma, Sch Interdisciplinary Arts & Sci, Tacoma, WA 98402 USA
[2] Colby Coll, Environm Studies Program, Waterville, ME 04901 USA
[3] Ohio State Univ, Sch Environm & Nat Resources, Columbus, OH 43210 USA
关键词
Adaptive governance; Adaptive institutions; Federalism; Polycentricity; Networks; Social-ecological systems; NATURAL-RESOURCE MANAGEMENT; ENVIRONMENTAL-MANAGEMENT; COLLECTIVE ACTION; WATER MANAGEMENT; CLIMATE-CHANGE; RESILIENCE; SCIENCE; CHALLENGES; CAPACITY; LESSONS;
D O I
10.1016/j.envsci.2015.01.003
中图分类号
X [环境科学、安全科学];
学科分类号
08 ; 0830 ;
摘要
Adaptive governance of social-ecological systems depends on adaptive institutions. Efforts to understand the factors affecting adaptive institutions have identified many variables, but our understanding is constrained by multiple definitions of these concepts. In this article, we synthesize across two decades of studies relating to adaptive institutions. After clarifying some definitional confusion in the literature, we provide a theoretical framework to guide research on purposeful institutional change. While numerous scholars have identified a wide variety of important factors, we find that many of these factors can be traced back to (1) federalism and polycentricity and (2) networks and learning. Our synthesis suggests several avenues for future research centered on these factors. For example, how might the potential negative effects of key facilitating variables such as polycentricity (e.g., racial segregation and income sorting) and heterogeneous networks (e.g., increased coordination costs) hinder adaptive institutions? How can learning through both scientific and time-and-place knowledge promote adaptive institutions? More broadly, social science can play an important role in identifying factors that foster adaptability in different contexts, so that policy makers can promote such adaptability. (C) 2015 Elsevier Ltd. All rights reserved.
引用
收藏
页码:139 / 151
页数:13
相关论文
共 105 条
[11]   Making it last? Analysing the role of NGO interventions in the development of institutions for durable collective action in Indian community forestry [J].
Barnes, Clare ;
van Laerhaven, Frank .
ENVIRONMENTAL SCIENCE & POLICY, 2015, 53 :192-205
[12]  
BERKES F, 2002, PANARCHY UNDERSTANDI, P121
[13]   Irrigated Landscapes, Produced Scarcity, and Adaptive Social Institutions in Rajasthan, India [J].
Birkenholtz, Trevor .
ANNALS OF THE ASSOCIATION OF AMERICAN GEOGRAPHERS, 2009, 99 (01) :118-137
[14]   Is small really beautiful? Community-based natural resource management in Malawi and Botswana [J].
Blaikie, Piers .
WORLD DEVELOPMENT, 2006, 34 (11) :1942-1957
[15]   Envisioning the future and learning from the past: Adapting to a changing environment in northern Mali [J].
Brockhaus, Maria ;
Djoudi, Houria ;
Locatelli, Bruno .
ENVIRONMENTAL SCIENCE & POLICY, 2013, 25 :94-106
[16]   Towards sustainable water management - Catchment planning in France and Britain [J].
Buller, H .
LAND USE POLICY, 1996, 13 (04) :289-302
[17]   Framing adaptive capacity through a history-futures lens: Lessons from the South East Queensland Climate Adaptation Research Initiative [J].
Bussey, Marcus ;
Carter, R. W. ;
Keys, Noni ;
Carter, Jennifer ;
Mangoyana, Robert ;
Matthews, Julie ;
Nash, Denzil ;
Oliver, Jeannette ;
Richards, Russell ;
Roiko, Anne ;
Sano, Marcello ;
Thomsen, Dana C. ;
Weber, Estelle ;
Smith, Timothy F. .
FUTURES, 2012, 44 (04) :385-397
[18]   Managing the tragedy: an inter-disciplinary model for managing the environment as interacting chaotic hierarchy [J].
Cannibal, GL ;
Winnard, GM .
FUTURES, 2001, 33 (02) :147-160
[19]   2-COMMUNITIES THEORY AND KNOWLEDGE UTILIZATION [J].
CAPLAN, N .
AMERICAN BEHAVIORAL SCIENTIST, 1979, 22 (03) :459-470
[20]  
Carpenter S.R., 1993, The trophic cascade in lakes