Convolutional neural network-based hidden Markov models for rolling element bearing fault identification

被引:210
作者
Wang, Shuhui [1 ]
Xiang, Jiawei [1 ]
Zhong, Yongteng [1 ]
Zhou, Yuqing [1 ]
机构
[1] Wenzhou Univ, Coll Mech & Elect Engn, Wenzhou, Peoples R China
基金
美国国家科学基金会;
关键词
Convolutional neural network; HMM; Feature extraction; Rolling element bearing; Fault diagnosis; DIAGNOSIS; WAVELET; SELECTION; SCHEME; PACKET;
D O I
10.1016/j.knosys.2017.12.027
中图分类号
TP18 [人工智能理论];
学科分类号
081104 ; 0812 ; 0835 ; 1405 ;
摘要
Vibration signals of faulty rolling element bearings usually exhibit non-linear and non-stationary characteristics caused by the complex working environment. It is difficult to develop a robust method to detect faults in bearings based on signal processing techniques. In this paper, convolutional neural network based hidden Markov models (CNN-HMMs) are presented to classify multi-faults in mechanical systems. In CNN-HMMs, a CNN model is first employed to learn data features automatically from raw vibration signals. By utilizing the t-distributed stochastic neighbor embedding (t-SNE) technique, feature visualization is constructed to manifest the powerful learning ability of CNN. Then, HMMs are employed as a strong stability tool to classify faults. Both the benchmark data and experimental data are applied to the CNN-HMMs. Classification results confirm the superior performance of the present combination model by comparing with CNN model alone, support vector machine (SVM) and back propagation (BP) neural network. It is shown that the average classification accuracy ratios are 98.125% and 98% for two data series with agreeable error rate reductions. (C) 2017 Elsevier B.V. All rights reserved.
引用
收藏
页码:65 / 76
页数:12
相关论文
共 40 条
[11]   An Adaptive Multi-Sensor Data Fusion Method Based on Deep Convolutional Neural Networks for Fault Diagnosis of Planetary Gearbox [J].
Jing, Luyang ;
Wang, Taiyong ;
Zhao, Ming ;
Wang, Peng .
SENSORS, 2017, 17 (02)
[12]   Gradient-based learning applied to document recognition [J].
Lecun, Y ;
Bottou, L ;
Bengio, Y ;
Haffner, P .
PROCEEDINGS OF THE IEEE, 1998, 86 (11) :2278-2324
[13]   A Convolutional Neural Network for Fault Classification and Diagnosis in Semiconductor Manufacturing Processes [J].
Lee, Ki Bum ;
Cheon, Sejune ;
Kim, Chang Ouk .
IEEE TRANSACTIONS ON SEMICONDUCTOR MANUFACTURING, 2017, 30 (02) :135-142
[14]   PCA-based feature selection scheme for machine defect classification [J].
Malhi, A ;
Gao, RX .
IEEE TRANSACTIONS ON INSTRUMENTATION AND MEASUREMENT, 2004, 53 (06) :1517-1525
[15]   A hybrid fault diagnosis method using morphological filter-translation invariant wavelet and improved ensemble empirical mode decomposition [J].
Meng, Lingjie ;
Xiang, Jiawei ;
Wang, Yanxue ;
Jiang, Yongying ;
Gao, Haifeng .
MECHANICAL SYSTEMS AND SIGNAL PROCESSING, 2015, 50-51 :101-115
[16]   HMM-based fault detection and diagnosis scheme for rolling element bearings [J].
Ocak, H ;
Loparo, KA .
JOURNAL OF VIBRATION AND ACOUSTICS-TRANSACTIONS OF THE ASME, 2005, 127 (04) :299-306
[17]   Online tracking of bearing wear using wavelet packet decomposition and probabilistic modeling: A method for bearing prognostics [J].
Ocak, Hasan ;
Loparo, Kenneth A. ;
Discenzo, Fred M. .
JOURNAL OF SOUND AND VIBRATION, 2007, 302 (4-5) :951-961
[18]   Integration techniques in intelligent operational management: a review [J].
Power, Y ;
Bahri, PA .
KNOWLEDGE-BASED SYSTEMS, 2005, 18 (2-3) :89-97
[19]   Multi-fault diagnosis of rolling bearing elements using wavelet analysis and hidden Markov model based fault recognition [J].
Purushotham, V ;
Narayanan, S ;
Prasad, SAN .
NDT & E INTERNATIONAL, 2005, 38 (08) :654-664
[20]   A TUTORIAL ON HIDDEN MARKOV-MODELS AND SELECTED APPLICATIONS IN SPEECH RECOGNITION [J].
RABINER, LR .
PROCEEDINGS OF THE IEEE, 1989, 77 (02) :257-286