TOPOLOGICAL EFFECTIVE FIELD THEORIES FOR DIRAC FERMIONS FROM INDEX THEOREM

Dirac fermions have a central role in high energy physics but it is well-known that they emerge also as quasiparticles in several condensed matter systems supporting topological order. We present a general method for deriving the topological effective actions of (3+1)-massless Dirac fermions living on general backgrounds and coupled with vector and axial-vector gauge fields. The first step of our strategy is standard (in the Hermitian case) and consists in connecting the determinants of Dirac operators with the corresponding analytical indices through the zeta-function regularization. Then, we introduce a suitable splitting of the heat kernel that naturally selects the purely topological part of the determinant (i.e., the topological effective action). This topological effective action is expressed in terms of gauge fields using the Atiyah-Singer index theorem which computes the analytical index in topological terms. The main new result of this paper is to provide a consistent extension of this method to the non-Hermitian case, where a well-defined determinant does not exist. Quantum systems supporting relativistic fermions can thus be topologically classified on the basis of their response to the presence of (external or emergent) gauge fields through the corresponding topological effective field theories (TEFTs).