An enhanced principal component analysis method with Savitzky-Golay filter and clustering algorithm for sensor fault detection and diagnosis

被引:48
作者
Wen, Shuqing [1 ]
Zhang, Weirong [1 ]
Sun, Yifu [3 ]
Li, Zhenxi [2 ]
Huang, Boju [2 ]
Bian, Shouguo [2 ]
Zhao, Lin [3 ]
Wang, Yan [3 ]
机构
[1] Beijing Univ Technol, Key Lab Green Built Environm & Energy Efficient Te, Beijing 100124, Peoples R China
[2] China Overseas Commercial Property Management Co L, Chengdu 610000, Peoples R China
[3] Persagy Technol Co Ltd, Beijing 100096, Peoples R China
关键词
Fault detection and diagnosis; Clustering; Savitzky-Golay filter; Principal component analysis; Air-handling unit; Sensor fault; BUILDING SYSTEMS; PCA METHOD; PROGNOSTICS; STRATEGY; NETWORK; WAVELET; SVDD;
D O I
10.1016/j.apenergy.2023.120862
中图分类号
TE [石油、天然气工业]; TK [能源与动力工程];
学科分类号
0807 ; 0820 ;
摘要
Sensors are critical components of heating, ventilation, and air-conditioning systems. Sensor faults can impact control regulations, resulting in an uncomfortable indoor environment and energy wastage. To detect and identify sensor faults quickly, this study proposes an enhanced principal component analysis (PCA) method using the Savitzky-Golay (SG) filter and density-based spatial clustering of applications with noise (DBSCAN) algo-rithm. First, the DBSCAN algorithm is used to automatically divide the dataset into sub-datasets with different working conditions to reduce the interference information and concentrate the information of each training set. Then, each sub-dataset is smoothed using the SG algorithm to reduce the effects of data fluctuations. The pro-cessed dataset is used to build a sub-PCA model that ultimately identifies and locates faults. The proposed strategy is validated using field operating data for 20 air-handling unit (AHU) systems, as obtained from a large commercial building. The fault detection performances of multiple strategies are compared and analysed under different degrees of bias in single AHU and multiple AHU systems. The verification results show that the pro-posed DBSCAN-SG-PCA model offers significant improvements in fault detection accuracy and fault identifica-tion sensitivity over the conventional PCA method. Compared with the SG-PCA model, the proposed model reduces the amount of data required for fault detection by an average of 13.7%, and the Youden index is increased by an average of 0.21. Furthermore, the fault detection accuracy of the proposed model is +/- 0.7 degrees C.
引用
收藏
页数:14
相关论文
共 48 条
[1]  
[Anonymous], 2004, Principal Component Analysis (Second ed.). Springer Series in Statistics
[2]   Development and alpha testing of a cloud based automated fault detection and diagnosis tool for Air Handling Units [J].
Bruton, Ken ;
Raftery, Paul ;
O'Donovan, Peter ;
Aughney, Niall ;
Keane, Marcus M. ;
O'Sullivan, D. T. J. .
AUTOMATION IN CONSTRUCTION, 2014, 39 :70-83
[3]  
Cibse G.H., 2000, BUILDING CONTROL SYS
[4]   A probabilistic approach to diagnose faults of air handling units in buildings [J].
Dey, Debashis ;
Dong, Bing .
ENERGY AND BUILDINGS, 2016, 130 :177-187
[5]   Fault detection and diagnosis for buildings and HVAC systems using combined neural networks and subtractive clustering analysis [J].
Du, Zhimin ;
Fan, Bo ;
Jin, Xinqiao ;
Chi, Jinlei .
BUILDING AND ENVIRONMENT, 2014, 73 :1-11
[6]  
Ester M., 1996, P 2 INT C KNOWL DISC, P226, DOI DOI 10.5555/3001460.3001507
[7]   Unsupervised data analytics in mining big building operational data for energy efficiency enhancement: A review [J].
Fan, Cheng ;
Xiao, Fu ;
Li, Zhengdao ;
Wang, Jiayuan .
ENERGY AND BUILDINGS, 2018, 159 :296-308
[8]   Cluster analysis-based anomaly detection in building automation systems [J].
Gunay, H. Burak ;
Shi, Zixiao .
ENERGY AND BUILDINGS, 2020, 228
[9]   An enhanced PCA method with Savitzky-Golay method for VRF system sensor fault detection and diagnosis [J].
Guo, Yabin ;
Li, Guannan ;
Chen, Huanxin ;
Hu, Yunpeng ;
Li, Haorong ;
Xing, Lu ;
Hu, Wenju .
ENERGY AND BUILDINGS, 2017, 142 :167-178
[10]   Data mining based sensor fault diagnosis and validation for building air conditioning system [J].
Hou, Zhijian ;
Lian, Zhiwei ;
Yao, Ye ;
Yuan, Xinjian .
ENERGY CONVERSION AND MANAGEMENT, 2006, 47 (15-16) :2479-2490