On Energy Efficiency and Fairness Maximization in RIS-Assisted MU-MISO mmWave Communications

Reconfigurable intelligent surfaces (RISs) are considered to be a promising solution to overcome the blockage issue in the millimeter-wave (mmWave) band. Energy efficiency is an important performance metric in RIS-assisted mmWave systems with a large number of antennas. However, due to the severe path loss in mmWave systems, resource allocation algorithms tend to allocate most of the resources for the benefit of the users with higher channel gains. In this paper, we propose a lexicographic-based approach to find the optimal power allocation, RIS passive beamforming matrix, and analog precoders that maximize both energy efficiency and user fairness. We solve the corresponding multi-objective optimization problem in two stages. In the first stage, we maximize the energy efficiency, and in the second stage we maximize the fairness subject to a minimum energy efficiency constraint. We propose an alternating optimization procedure to solve the optimization problem in each stage. The optimal power allocation is found using Dinkelbach's method and convex optimization techniques in the first and second stage respectively, the RIS phase shift matrix is found using a gradient ascent algorithm, and the analog precoder is determined using beam alignment. Numerical results show that the proposed algorithm can achieve an excellent trade-off between the energy efficiency and fairness by boosting the minimum weighted rate with a minor and controllable reduction in the energy efficiency.