Implications of large-scale agricultural investment for adaptation to climate change by smallholders in the Central Rift Valley, Ethiopia

In Ethiopia, large-scale agricultural investment (LAI) is promoted to foster adaptation to climate change among smallholder farmers by improving farming conditions and productivity. However, little has been known about this condition so far. Therefore, the aim of this paper is to study the implications of LAI for the capacity for climate change adaptation among smallholder farmers, based on a study conducted in Merti district in the Central Rift Valley of Ethiopia. An asset-based approach was used to measure the adaptive capacity of smallholders, via data collected from a household survey, undertaken among smallholder households who had, or had not, benefited, from LAI, and supported by key informant interviews and focus group discussions. Descriptive and inferential statistics and qualitative thematic analysis methods were used to analyze the data. The study found that the adaptive capacity of smallholder households was improved under the influence of LAI. LAI motivated and prompted farmers to use technologies that fostered climate change adaption, including the use of irrigation, improved crop varieties, chemical fertilizer, and engagement in alternative sources of income, which improved their food security status. But this technology and knowledge transfer mainly occurred through observation (learning by doing), not by capacity-building. However, both group of smallholders (within and without contact with the LAI) received similar benefits through government rural extension services. Therefore, the paper concludes that scaling up these technologies and alternative income sources could enhance the adaptive capacity of smallholders, but that LAIs should contribute actual technical and financial support as part of benefit-sharing or corporate responsibility.