A unified model integrating Granger causality-based causal discovery and fault diagnosis in chemical processes

被引:1
作者
Lv, Feiya [1 ]
Yang, Borui [1 ]
Yu, Shujian [2 ,3 ]
Zou, Shengwu [4 ]
Wang, Xiaolin [5 ]
Zhao, Jinsong [1 ]
Wen, Chenglin [6 ]
机构
[1] Tsinghua Univ, Dept Chem Engn, Beijing 100084, Peoples R China
[2] Vrije Univ Amsterdam, Dept Comp Sci, NL-1081 HV Amsterdam, Netherlands
[3] UiT The Arctic Univ Norway, Machine Learning Grp, N-9037 Tromso, Norway
[4] Sinopec Jiujiang Petrochem Co, Jiujiang 332004, Peoples R China
[5] SINOPEC Dalian Res Inst Petr & Petrochem Co Ltd, Dalian 116045, Liaoning, Peoples R China
[6] Guangdong Univ Petrochem Technol, Sch Automat, Maoming 525000, Peoples R China
基金
国家重点研发计划;
关键词
Causal discovery; Causal recurrent variational autoencoder; Fault detection; Granger causality; Process monitoring; Root fault diagnosis; ROOT CAUSE DIAGNOSIS; QUANTITATIVE MODEL; STATISTICS;
D O I
10.1016/j.compchemeng.2025.109028
中图分类号
TP39 [计算机的应用];
学科分类号
081203 ; 0835 ;
摘要
Reasoning about cause and effect in industrial processes is fundamental to fault diagnosis. However, traditional methods for causal discovery and fault diagnosis are typically developed separately, resulting in complex and fragmented approaches that lack transparency and interpretability. Since the explicit identification of root causes from causal graphs remains an open issue, we propose a unified diagnosis model for chemical processes that integrates causal discovery, fault detection, and root cause diagnosis within a single framework. Granger causality is learned from monitoring time-series data for online predictions. This causal embedding ensures that prediction deviations occur only in variables causally linked to the root cause, effectively mitigating the 'smearing effect' caused by unrelated variables. The explicit causal graph provides interpretive insights into fault propagation and enhances the traceability of the diagnostic process by enabling the identification of fault evolution paths and root causes. Experimental results on synthetic data, a continuously stirred-tank reactor (CSTR) process, and a real-world continuous catalytic reforming (CCR) process demonstrate that our approach achieves high diagnostic accuracy and low false alarm rates, offering a practical, interpretable, and scalable solution for fault diagnosis in industrial chemical processes.
引用
收藏
页数:24
相关论文
共 74 条
[1]   Reconstruction-based contribution for process monitoring [J].
Alcala, Carlos F. ;
Qin, S. Joe .
AUTOMATICA, 2009, 45 (07) :1593-1600
[2]   A data-driven Bayesian network learning method for process fault diagnosis [J].
Amin, Md Tanjin ;
Khan, Faisal ;
Ahmed, Salim ;
Imtiaz, Syed .
PROCESS SAFETY AND ENVIRONMENTAL PROTECTION, 2021, 150 :110-122
[3]   An analysis of process fault diagnosis methods from safety perspectives [J].
Arunthavanathan, Rajeevan ;
Khan, Faisal ;
Ahmed, Salim ;
Imtiaz, Syed .
COMPUTERS & CHEMICAL ENGINEERING, 2021, 145
[4]   Large-scale chemical process causal discovery from big data with transformer-based deep learning [J].
Bi, Xiaotian ;
Wu, Deyang ;
Xie, Daoxiong ;
Ye, Huawei ;
Zhao, Jinsong .
PROCESS SAFETY AND ENVIRONMENTAL PROTECTION, 2023, 173 :163-177
[5]   A novel orthogonal self-attentive variational autoencoder method for interpretable chemical process fault detection and identification [J].
Bi, Xiaotian ;
Zhao, Jinsong .
PROCESS SAFETY AND ENVIRONMENTAL PROTECTION, 2021, 156 :581-597
[6]  
Bonchi F., 2017, International Journal of Data Science and Analytics, V3, P1, DOI DOI 10.1007/S41060-016-0040-Z
[7]   Random forests [J].
Breiman, L .
MACHINE LEARNING, 2001, 45 (01) :5-32
[8]   Systematic Procedure for Granger-Causality-Based Root Cause Diagnosis of Chemical Process Faults [J].
Chen, Han-Sheng ;
Yan, Zhengbing ;
Yao, Yuan ;
Huang, Tsai-Bang ;
Wong, Yi-Sern .
INDUSTRIAL & ENGINEERING CHEMISTRY RESEARCH, 2018, 57 (29) :9500-9512
[9]   Multi-lag and multi-type temporal causality inference and analysis for industrial process fault diagnosis [J].
Chen, Jiawei ;
Zhao, Chunhui .
CONTROL ENGINEERING PRACTICE, 2022, 124
[10]  
Chen JW, 2020, I C CONT AUTOMAT ROB, P1182, DOI [10.1109/ICARCV50220.2020.9305508, 10.1109/icarcv50220.2020.9305508]