A Technique for SAR Significant Wave Height Retrieval Using Azimuthal Cut-Off Wavelength Based on Machine Learning

This study introduces a new machine learning-based algorithm for the retrieving significant wave height (SWH) using synthetic aperture radar (SAR) images. This algorithm is based on the azimuthal cut-off wavelength and was developed in quad-polarized stripmap (QPS) mode in coastal waters. The collected images are collocated with a wave simulation from the numeric model, called WAVEWATCH-III (WW3), and the current speed from the HYbrid Coordinate Ocean Model (HYCOM). The sea surface wind is retrieved from the image at the vertical-vertical polarization channel, using the geophysical model function (GMF) CSARMOD-GF. The results of the algorithm were validated against the measurements obtained from the Haiyang-2B (HY-2B) scatterometer, yielding a root mean squared error (RMSE) of 1.99 m/s with a 0.82 correlation (COR) and 0.27 scatter index of wind speed. It was found that the SWH depends on the wind speed and azimuthal cut-off wavelength. However, the current speed has less of an influence on azimuthal cut-off wavelength. Following this rationale, four widely known machine learning methods were employed that take the SAR-derived azimuthal cut-off wavelength, wind speed, and radar incidence angle as inputs and then output the SWH. The validation result shows that the SAR-derived SWH by eXtreme Gradient Boosting (XGBoost) against the HY-2B altimeter products has a 0.34 m RMSE with a 0.97 COR and a 0.07 bias, which is better than the results obtained using an existing algorithm (i.e., a 1.10 m RMSE with a 0.77 COR and a 0.44 bias) and the other three machine learning methods (i.e., a >0.58 m RMSE with a <0.95 COR), i.e., convolutional neural networks (CNNs), Support Vector Regression (SVR) and the ridge regression model (RR). As a result, XGBoost is a highly efficient approach for GF-3 wave retrieval at the regular sea state.